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Article 14
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Users of the Services shall not be in any of the circumstances:
- Information contained in its communications discloses the government's confidential information, endangers national security, compromises social stability, or breaches public order and good morals.
- Providing goods or services in violation of any laws or regulations.
- Infringing another's copyrights.
- Disrupting communications, or stealing, changing or sabotaging another's information.
- Spreading computer viruses or such other programs that would interfere with normal operation of computers or electronic devices.
- Affecting the operation of the TWSE's system.
- Subletting, subleasing, lending or otherwise making its cabinets available for use by third party, except for shared use of the same cabinet as permitted under Article 15.
- Other behaviors in violation of laws and regulations or the TWSE policies and rules.
The TWSE may suspend services or terminate the contract in the event of a violation of the preceding paragraph.
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Article 18
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A securities firm shall establish the rules of use and incorporate the same in its internal control and audit system prior to using the Services in its brokerage business, and shall comply with said rules.
The rules of use mentioned in the preceding paragraph may not be established for the exclusive benefit of specific persons, and attention shall be paid to their reasonableness.
A securities firm using the Services in its brokerage business may not act against regulations governing acceptance by securities firms to trade or information security.
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Article 19
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The rules of use mentioned in the preceding article shall include the following:
- The qualifications of investors which may use the Services shall be prescribed, taking into account factors such as the securities firm’s scale of operation, customer structure, and customer contribution.
- Qualified investors shall be notified that they may apply for or use the Services, with a record kept.
- The list of investors eligible to use the Services shall be periodically reviewed at least on a biannual basis, with a record kept.
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Article 20
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If a securities firm violates the preceding two articles in its brokerage business, the TWSE may suspend services and request the violation be rectified within a prescribed time limit, and may terminate the contract if no rectification is made within said time limit.
A securities firm having services suspended in accordance with the preceding paragraph may not seek resumption of services until after rectification of the deficiency is confirmed completed upon re-inspection.
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Article 25
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These Guidelines shall be take effect after having been submitted to and approved by the competent authority. Subsequent amendments thereto shall be effected in the same manner.
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