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Article NO. Content

Title:

Regulations Governing Investment in Securities by Overseas Chinese and Foreign Nationals  CH

Amended Date: 2014.02.11 
Article 11     When an overseas Chinese or foreign national carries out the registration referred to in paragraph 1 of the preceding article, the TWSE may reject the application if any of the following situations exists:
  1. The registered documents or particulars thereof are found to be fraudulent or untrue.
  2. The registered documents are incomplete or have not been fully filled out, and the applicant has failed, upon notification, to provide the missing information within the specified time period.
  3. The registrant has committed a major violation of these Regulations or of securities or futures trading laws or regulations.
  4. Its registration has been cancelled by the TAIFEX pursuant to futures trading laws or regulations.
    After an overseas Chinese or foreign national has registered, the TWSE may cancel the registration if any one of the circumstances set forth under the preceding paragraph is discovered.