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Article 6
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An agent of a securities firm shall have one of the following qualifications:<br/>1. Qualification as a securities investment analyst as prescribed in the Regulations Governing Responsible Persons and Associated Persons of Securities Investment Consulting Enterprises.<br/>2. Having passed the securities firm agent exam held by the SFI at the request of the Securities Association.<br/>3. Being registered as a securities firm agent in accordance with these Regulations, or having obtained a certificate of qualification as a securities firm agent issued by the FSC.
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