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Article NO. Content

Title：

Standards Governing the Establishment of Securities Firms  CH

Amended Date： 2025.07.18 
Article Content Chapter Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 2 Each type of securities business that a securities firm may operate shall be reviewed and approved separately by the Financial Supervisory Commission (FSC) under the Act and these Standards, and shall be specified on the license of each securities firm. A securities firm may not operate any type of securities business until it has been approved and specified on the business license.

Interpretation：