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Article NO. Content


Taiwan Stock Exchange Corporation Rules Governing Review of Call (Put) Warrant Listings  CH

Amended Date: 2021.06.11 
Categories: Primary Market > Review
Article 3     Applicants seeking approval by the Taiwan Stock Exchange Corporation (hereafter, "the TWSE") for qualification as a call (put) warrants issuer shall prepare an Application for Approval as a Qualified Call (Put) Warrants Issuer, filled out in full and with the required documents attached for submission to the TWSE. Following review and approval of the application by the TWSE in accordance with the Issuance Regulations, these Rules, and the TWSE Procedures for Review of Call (Put) Warrant Listings, the TWSE shall submit the application, along with the TWSE review opinion, to the competent authority for review.
    The TWSE Procedures for Review of Call (Put) Warrant Listings referred to in the preceding paragraph shall be adopted by the TWSE, and enforced after ratification by the competent authority.