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Article NO. Content

Title:

Operating Rules of the Taiwan Stock Exchange Corporation  CH

Amended Date: 2024.01.12 (Articles 48-4, 50, 50-3, 50-9, 53-10, 53-19, 53-21, 53-22, 53-30 amended,English version coming soon)
Current English version amended on 2022.04.28 
Categories: Basic Laws and Regulations
79-2     When a securities firm is consigned to purchase securities at the TIB, its principal must be a qualified investor and the purpose is limited to a company repurchasing its shares pursuant to law.
    For purpose of the preceding paragraph, a qualified invetor refers to a principal who meets one of the following conditions:
  1. Is a professional institutional investor, a high net worth corporate investor, or a juristic person or fund meeting certain criteria and having applied in writing to the trustee or sub-distributor for the status of a professional investor, as defined under Article 3, paragraph 3 of the Regulations Governing Offshore Structured Products.
  2. Is a venture capital enterprise established pursuant to laws.
  3. Is a natural person with two or more years of experiences of investment in trading in securities who has met one of the following conditions:
    1. Is able to prove a financial strength of NT$10 million or more.
    2. Has an average annual income of NT$1.5 million or more during the most recent two years.