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Article NO. Content

Title:

Taiwan Stock Exchange Corporation Standards Governing the Places of Business and Facilities of Securities Firms and Securities Introducing Brokers  CH

Amended Date: 2019.04.16 
Categories: Market Supervision > Regulation of Securities Firms
5     A securities firm to relocate its place of business shall submit the following documents to the competent authority through the TWSE to seek approval:
  1. Employee placement plan.
  2. Minutes of consultation meetings between the firm and the trade association or of labor-management meetings (applicable to firms without a trade association).
  3. Other documents required by the competent authority.