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Article NO. Content

Title:

Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms  CH

Amended Date: 2023.11.30 (Articles 4-1, 22-1, 30, 40, 43, 43-1, 44, 54, 73 amended,English version coming soon)
Current English version amended on 2016.04.12 
Article 5-3     When a securities firm conducts an underwriting case, it may not utilize anyone who is not an employee of the securities firm to solicit business, nor may it pay any unreasonable commission.