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Article NO. Content


Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms  CH

Amended Date: 2023.11.30 (Articles 4-1, 22-1, 30, 40, 43, 43-1, 44, 54, 73 amended,English version coming soon)
Current English version amended on 2016.04.12 
Article 85-2     After the conclusion of the underwriting period, the securities underwriter that conducted the underwriting of securities shall store in an electronic medium data relating to subscriptions, allocations, payments, and specific persons, and data relating to the process of deciding allocations, and preserve it for at least five years for reference purposes.