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Article NO. Content

Title:

Corporate Governance Best-Practice Principles for Securities Firms  CH

Amended Date: 2023.02.08 
Categories: Corporate Governance
Article 28-4     When a securities firm establishes a sustainability committee or other functional committees or task forces under Article 27, to enhance sustainability-related risk evaluation and analysis, information disclosure, and countermeasures, it may make appropriate use of the functions of external experts by the following means:
  1. Select and appoint them to participate in the day-to-day operation of the committee or task force on a routine basis.
  2. According to actual needs, engage them to provide professional evaluation reports or opinions, and to attend and report to board of directors meetings when necessary.