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Article 3-3
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For the purposes of sound management of sustainable development initiatives, a securities firm is advised to create a governance structure to promote sustainable development, and to establish an exclusively (or concurrently) dedicated unit for sustainable development, which is responsible for proposing and enforcing sustainable development policies, systems, or relevant management guidelines and concrete promotional plans, and to report to the board of directors at least once on a quarterly basis, for assessing the results of implementation.
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