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Article NO. Content

Title:

Corporate Governance Best-Practice Principles for Securities Firms  CH

Amended Date: 2023.02.08 
Categories: Corporate Governance
Article 3-4     A securities firm shall carry out the following information security protection matters in accordance with appliable laws and regulations:
  1. Designate personnel and the departments to coordinate and liaise with relevant departments.
  2. Periodically evaluate the core operating systems and equipment, take appropriate measures based on the evaluation results, and report to the board of directors, to ensure the ability of business continuity and resilience of operations.
  3. In the sustainability report, annual report, financial report, or on company website, disclose resources required for the continued operation of the company's core operating systems and equipment for the fiscal year and the items implemented in the annual budget or education and training programs.