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Article NO. Content


Operating Rules for Securities Lending by Securities Firms  CH

Amended Date: 2019.10.29 
Categories: Securities Exchange Market > Borrowing of Securities
Article 13     A customer that lends, borrows or returns securities to a securities firm shall fill out an application form marked with the word “Lend,” "Borrow" or "Return", and after the securities lending transaction has been executed, the securities firm shall complete a lending report bearing that same word; the TWSE and the GTSM will make a joint public announcement of the matters that shall be recorded therein by the securities firm.
    The provisions of the preceding paragraph shall be subject mutatis mutandis to Article 75, subparagraphs 7 to 10 and Article 80, paragraphs 4 to 6 of the TWSE Operating Rules and to Articles 62 and 62-2 of the GreTai Securities Market Rules Governing Securities Trading on the GTSM.