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Article NO. Content


Securities and Exchange Act  CH

Amended Date: 2020.05.19 
Article 132 (Contribution to the Settlement and Clearing Fund and Payment of Transaction Charges)
    The contract prepared by a company-type stock exchange for the usage of its centralized securities exchange market shall contain provisions regarding the deposit of the settlement and clearing fund and the securities transaction charges to be paid by the securities broker or dealer.
    The standards governing the amount of settlement and clearing fund shall be prescribed by the Competent Authority.
    The standards for calculating the securities transaction charges referred to in the first paragraph of this Article shall be jointly drafted by the stock exchange and the securities dealers association and filed with the Competent Authority for its approval.