• Font Size:
  • S
  • M
  • L
友善列印
WORD

Article NO. Content

Title:

Securities and Exchange Act  CH

Amended Date: 2024.08.07 (Articles 14 amended,English version coming soon)
Current English version amended on 2023.06.28 
Article 85 (Approval of the Rate for Commission)
    The standards on the commission to be charged to a principal by a securities broker engaged to buy or to sell securities on a centralized securities exchange market shall be registered by the stock exchange to the Competent Authority for its approval.
    The standards on the commission to be charged to principals by a securities broker engaged to buy or to sell securities on markets other than a centralized securities exchange market shall be registered by the securities dealers association to the Competent Authority for its approval.