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Article NO. Content

Title:

Standards Governing the Establishment of Securities Firms  CH

Amended Date: 2021.05.06 
Article 41-1     Articles 38 to 40 are applicable to securities firms or financial institutions concurrently operating securities business applying for increasing the types of business operations; provided, if this does not involve issuance of a new operations license, the mutatis mutandis application of Article 40 is exempted.