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Article NO. Content

Title：

Standards Governing the Establishment of Securities Firms  CH

Amended Date： 2025.07.18 
Article Content Chapter Content Search Article No. Search Legal Basis Subordinate Legislation Amended Article Legislative History Chinese
Article 41-1 Articles 38 to 40 apply mutatis mutandis to a securities firm or a financial institutions concurrently operating securities business that applies for additional business item(s). However, if this does not involve issuance of a replacement business license, the mutatis mutandis application of Article 40 is exempted.

Interpretation：

Relevant Laws：