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Article NO. Content

Title：

Regulations Governing Securities Firms Accepting Orders to Trade Foreign Securities  CH

Amended Date： 2024.05.08 
Article Content Content Search Article No. Search Legal Basis Amended Article Legislative History Chinese
Article 15 Securities firms accepting orders to trade foreign securities shall not accept any authorization giving them discretion to determine on the principal’s behalf the type, volume, price, or purchase or sale of securities.