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Article NO. Content
Title：
Regulations Governing Securities Firms Accepting Orders to Trade Foreign Securities
CH
Amended Date：
2024.05.08 (Articles 23 amended,English version coming soon)
Current English version amended on 2020.09.08
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Article 15
Securities firms accepting orders to trade foreign securities shall not accept any authorization giving them discretion to determine on the principal’s behalf the type, volume, price, or purchase or sale of securities.