• Font Size:
  • S
  • M
  • L

Article NO. Content


Regulations Governing Securities Firms Accepting Orders to Trade Foreign Securities  CH

Amended Date: 2024.05.08 (Articles 23 amended,English version coming soon)
Current English version amended on 2020.09.08 
Article 15     Securities firms accepting orders to trade foreign securities shall not accept any authorization giving them discretion to determine on the principal’s behalf the type, volume, price, or purchase or sale of securities.