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Laws

Title:

Regulations Governing Securities Firms Accepting Orders to Trade Foreign Securities  CH

Announced Date: 1991.01.07
Amended Date: 2020.09.08 (Articles 2, 3-1, 4, 6-1, 6-2, 6-3, 6-4 amended,English version coming soon)
Current English version amended on 2017.10.06 
Content Article In Change12. Articles 3, 8 to 10, 14, 19, 21, 24 and 25 amended and issued per 6 October 2017 Order No. Financial-Supervisory-Securities-1060035566 of the Financial Supervisory Commission
Content Article In Change 11. Articles 4, 7, 9 to 11, 13, 19, 21, 23, 25, and 27 amended and issued per 27 December 2014 Order No. Financial-Supervisory-Securities-1030050879 of the Financial Supervisory Commission
Content Article In Change 10. Full text of 32 articles amended and issued 3 September 2010 per Order No. Financial-Supervisory-Securities-0990042901 of the Financial Supervisory Commission, Executive Yuan, to enter into force from the date of promulgation
Content Article In Change 9. Articles 6 and 28 amended and issued 20 November 2009 per Order No. Financial-Supervisory-Law-09800716240 of the Financial Supervisory Commission, Executive Yuan; Article 6, paragraph 2, subparagraph 3 shall enter into force from 23 November 2009
Content Article In Change 8. Articles 5, 6, 8, 17, 21, 26, and 27 amended and issued 22 January 2008 per Order No. Financial-Supervisory-Securities-II-0960074741 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 7. Articles 2, 3, 5, and 27 amended and issued on 15 August 2005 per Order No. Financial-Supervisory-Securities-II-0940003579 of the Financial Supervisory Commission, Executive Yuan
Content Article In Change 6. Twenty-eight articles amended and promulgated in full on 26 March 2003 by the Ministry of Finance Securities Commission per Order No. Taiwan-Finance-Securities (2) 0920001251; new provisions in effect from date of promulgation
Content Article In Change 5. Articles 4, 8, 9 amended and promulgated on 23 October 2001 by the Ministry of Finance Securities Commission per Order No. (90) Taiwan-Finance-Securities (2) 005770
4. Articles 2, 3, 4, 7, 8, 13, 15, 16, and 17 were amended by the Securities and Exchange Commission, Ministry of Finance on October 5, 2000 Per Letter Ref. No. (89) Taiwan-Finance-Securities (2) 04385
3. Article 25 amended and promulgated on 11 July 1996 by the Ministry of Finance Securities Commission per Order No. (85) Taiwan-Finance-Securities (2) 02331
2. Article 2 amended and promulgated on 26 May 1995 by the Ministry of Finance Securities Commission per Order No. (84) Taiwan-Finance-Securities (2) 01306
1. 25 Articles promulgated in full on 7 January 1991 by the Ministry of Finance Securities Commission per Order No. (80) Taiwan-Finance-Securities (2) 00046