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Article 19
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A securities firm accepting orders to trade foreign securities shall prepare and submit a trade report to the principal after the transaction. Where the principal has signed a consent form, however, and it has been confirmed that the principal has been notified of the relevant trading information by telephone, e-mail, facsimile, text message, voice mail, or web page program on the confirmed transaction date, the securities firm may be exempt from the requirement for submitting a trade report to the principal.<br/>The trade report referred to in the preceding paragraph shall contain the following particulars:<br/>1. Account number and account holder name.<br/>2. Transaction date.<br/>3. Settlement date.<br/>4. International stock code.<br/>5. Type of transacted securities.<br/>6. Number of shares or par value thereof.<br/>7. Unit price and total price<br/>8. Service charges.<br/>9. Taxation.<br/>10. Amount of money to be received or paid.<br/>11. Currency of settlement.<br/>12. Exchange rate, applicable where settlement is made in New Taiwan Dollars.<br/>13. Other matters to be recorded in accordance with the regulations of the foreign securities market.
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