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Article NO. Content


Regulations Governing Securities Firms Accepting Orders to Trade Foreign Securities  CH

Amended Date: 2024.05.08 (Articles 23 amended,English version coming soon)
Current English version amended on 2020.09.08 
Article 30     Securities firms and their responsible persons and employees may not refer investors to foreign securities firms to open accounts and engage in trading of foreign securities.
    The act of making referrals by the responsible persons or employees of a securities firm as referred to in the preceding paragraph shall be deemed as having been authorized by the securities firm.