• Font Size:
  • S
  • M
  • L

Article NO. Content


Regulations Governing Securities Firms Accepting Orders to Trade Foreign Securities  CH

Amended Date: 2024.05.08 (Articles 23 amended,English version coming soon)
Current English version amended on 2020.09.08 
Article 4     To operate the business of brokering trades in foreign securities, a securities firm shall comply with the provisions of Article 41-1 of the Standards Governing the Establishment of Securities Firms, and shall forward the required documentation to the securities dealers association for review and further forwarding to the FSC for approval. It shall also require permission from the Central Bank.