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Article NO. Content


Securities and Exchange Act  CH

Amended Date: 2023.06.28 
Article 139 (Applications for Listing of Securities)
    An issuer of securities publicly issued under this Act may file an application with a stock exchange for its listing.
    In a new issuance of stocks by a listed company, such new shares shall be traded on a stock exchange upon its delivery to the shareholders. The Competent Authority may, however, impose restriction on its trading on a stock exchange in case any of the items provided in paragraph 1 of Article 156 is applicable.
    Any company that lists new shares as referred to in the preceding paragraph shall forward the relevant documents to the stock exchange within ten days after the listing of new shares.