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Article NO. Content


Securities and Exchange Act  CH

Amended Date: 2020.05.19 
Article 51 (Restrictions on Concurrent Service of Directors, Supervisors, and Managerial Officers)
    A director, supervisor, or manager of a securities firm shall not serve concurrently in any position at another securities firm, provided that when there is an investment relationship, a director, supervisor, or managerial officer may serve concurrently as the director or supervisor of the invested securities firm with the approval of the Competent Authority.