Article 51
|
(Restrictions on Concurrent Service of Directors, Supervisors, and Managerial Officers)<br/>A director, supervisor, or manager of a securities firm shall not serve concurrently in any position at another securities firm, provided that when there is an investment relationship, a director, supervisor, or managerial officer may serve concurrently as the director or supervisor of the invested securities firm with the approval of the Competent Authority.
|