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Article 9
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In filing an application with the FSC for the permit to establish a securities firm, the promoters shall submit all of the following documentation:<br/>1. The application form (Annex 1).<br/>2. Articles of incorporation.<br/>3. A business plan which specifies: the principles of business operation; the division of internal organization; the employment of personnel; the description of facilities; and its financial projection for the next 3 years.<br/>4. The minutes of the promoters' meeting.<br/>5. The list of promoters (Annex 2).<br/>6. A statement from the promoters declaring the inapplicability of Article 4 (Annex 3).<br/>7. The certification of the deposit made under Article 7.<br/>8. The documentation affirming the availability to the computer linkage as required under Article 8.<br/>9. Other documents that the FSC may so require.
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