• Font Size:
  • S
  • M
  • L

Article NO. Content


Securities and Exchange Act  CH

Amended Date: 2020.05.19 
Article 86 (Report and Reconciliation Statement)
    A securities broker engaged by its principal to trade securities shall, in addition to preparing and delivering a trade report to its principal after completion of the transaction, also send a reconciliation statement to each of its principals at the end of each month.
    The particulars to be included in the trade report and the reconciliation statement referred to in the preceding paragraph shall be prescribed by the Competent Authority.