• Font Size:
  • S
  • M
  • L

Article NO. Content

Title:

Securities and Exchange Act  CH

Amended Date: 2024.08.07 
Article 38 (Protective Measures for Issues)<br/>In order to protect public interests and the interests of investors, the Competent Authority may, prior to the approval of a public offer or issuance, either require the issuer, securities underwriters, or other related parties to submit reference materials or reports, or make a direct examination of relevant documents and accounts.<br/>The Competent Authority may, at any time after the issuance of securities, order the issuer to submit financial and business reports or makes a direct examination of the financial and business conditions of the issuer.