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Article NO. Content

Title:

Securities and Exchange Act  CH

Amended Date: 2020.05.19 
Article 15 (Types of Securities Business)
    The securities businesses that may be operated in accordance with this Act are:
  1. securities underwriting and other relevant businesses approved by the Competent Authority.
  2. Securities dealing and other relevant businesses approved by the Competent Authority.
  3. Securities commission agency, brokerage, agency, and other relevant businesses approved by the Competent Authority.