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Article 2
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A securities firm shall, in accordance with the Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets adopted by the Financial Supervisory Commission (FSC) and other securities firm internal control regulations set by the Taiwan Stock Exchange Corporation (TWSE) and other securities-related institutions, establish its own internal control system.<br/>The operation of a securities firm shall be in accordance with laws and regulations, the articles of incorporation, and the internal control system referred to in the preceding paragraph.<br/>Any amendments to be made to the internal control system referred to in paragraph 1 per the notice of the FSC or a securities-related institution shall be made within the specified time limit.
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