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Laws

Ranking Title
1. Taiwan Securities Association Rules Governing Underwriting and Resale of Securities by Securities Firms CH
2. Taipei Exchange Rules Governing the Operation by Securities Firms of the Business of Proprietary Trading of Security Tokens CH
3. Taipei Exchange Rules Governing the Operation by Securities Firms of Brokerage Business for Trading and Exchanging Beneficial Certificates of Funds CH
4. Taipei Exchange Rules Governing Securities Firms Recommending Trades in Securities to Customers CH
5. Taipei Exchange Rules Governing Information to be Published in Prospectuses for Applications for Trading of Securities on the TPEx CH
6. Taipei Exchange Rules Governing Information to be Published in Prospectuses for Applications for Security Token Offerings for Over-the-Counter Trading CH
7. Taipei Exchange Regulations Governing the Conduct of Equity Crowdfunding by Securities Firms CH
8. Taipei Exchange Regulations Governing Over-the-Counter Trading of Financial Derivatives by Securities Firms CH
9. Taipei Exchange Procedures for Cases for the Offering and Issuance of Securities by Domestic and Foreign Securities Issuers CH
10. Taipei Exchange Procedures and Specific Standards for Determining the Eligibility of Securities for Margin Purchase and Short Sale Transactions CH
11. Taipei Exchange Operation Directions for the Allocation of Limits for Securities Eligible for Margin Purchases and Short Sales and Limits for Sales of Borrowed Securities CH
12. Statute For Investment By Overseas Chinese CH
13. Statute For Investment By Foreign Nationals CH
14. Standards Governing the Establishment of Securities Firms CH
15. Standards Governing Eligibility of Securities for Margin Purchase and Short Sale CH
16. Standards for Determining Unsuitability for TPEx Listing under Article 10, Paragraph 1 of the Taipei Exchange Rules Governing the Review of Securities for Trading on the TPEx CH
17. Securities and Exchange Act Enforcement Rules CH
18. Securities and Exchange Act CH
19. Rules Governing the Proprietary Trading of Foreign Bonds by Securities Firms CH
20. Rules Governing the Preparation and Filing of Sustainability Reports by Securities Firms CH
21. Rules Governing the Lending of Book-Entry Central Government Bonds by Securities Firms CH
22. 有附件 Rules Governing Offshore Banking Branches CH
23. Rules and Review Procedures for Director and Supervisor Share Ownership Ratios at Public Companies CH
24. Regulations to Encourage the Reporting of Cases of Illegal Use of Proxies for Shareholder meetings of Public Companies CH
25. Regulations on the Notification and Response of Cyber Security Incident CH
26. 有附件 Regulations on Classification of Cyber Security Responsibility Levels CH
27. Regulations on Audit of Implementation of Cyber Security Maintenance Plan of Specific Non-Government Agency CH
28. Regulations Governing the Use of Proxies for Attendance at Shareholder Meetings of Public Companies CH
29. Regulations Governing the Scope of Material Information and the Means of its Public Disclosure Under Article 157-1, Paragraphs 5 and 6 of the Securities and Exchange Act CH
30. Regulations Governing the Sale of Securities Obtained by Securities Underwriters on a Firm Commitment Basis CH
31. Regulations Governing the Review of Professional Development Institutions for Principal Accounting Officers of Issuers, Securities Firms, and Securities Exchanges CH
32. Regulations Governing the Qualification Requirements and Professional Development of Principal Accounting Officers of Issuers, Securities Firms, and Securities Exchanges CH
33. Regulations Governing the Publication of Financial Forecasts of Public Companies CH
34. Regulations Governing the Preparation of Financial Reports by Securities Issuers CH
35. Regulations Governing the Preparation of Financial Reports by Securities Firms CH
36. Regulations Governing the Preparation of Financial Reports by Publicly Held Bills Finance Companies CH
37. Regulations Governing the Preparation of Financial Reports by Public Banks CH
38. Regulations Governing the Preparation of Financial Reports by Financial Holding Companies CH
39. Regulations Governing the Preparation of Financial Reports by Company-Type Stock Exchanges CH
40. Regulations Governing the Operation of Securities Introducing Broker Business by Futures Commission Merchants CH
41. Regulations Governing the Operation of and Compliance Requirements for Split Voting by Shareholders of Public Companies CH
42. Regulations Governing the Offering and Issuance of Securities by Securities Issuers CH
43. Regulations Governing the Offering and Issuance of Securities by Foreign Issuers CH
44. Regulations Governing the Offering and Issuance of Overseas Securities by Issuers CH
45. Regulations Governing the Issuance of Exchange Traded Notes by Securities Firms CH
46. Regulations Governing the Issuance of Call (Put) Warrants by Issuers CH
47. Regulations Governing the Implementation of Filing Company Registration Applications and Services by Electronic Means CH
48. Regulations Governing the Exercise of Powers by Audit Committees of Public Companies CH
49. Regulations Governing the Establishment of Internal Control Systems by Service Enterprises in Securities and Futures Markets CH
50. Regulations Governing the Establishment and Related Matters of Special Committees of Public Companies for Merger/Consolidation and Acquisition CH
51. Regulations Governing the Declaration of Acquisition of Shares in Accordance with Article 43-1, Paragraph 1 of the Securities and Exchange Act CH
52. Regulations Governing the Conduct of Securities Trading Margin Purchase and Short Sale Operations by Securities Firms CH
53. Regulations Governing the Appointment and Exercise of Powers by the Remuneration Committee of a Company Whose Stock is Listed on the Taiwan Stock Exchange or the Taipei Exchange CH
54. Regulations Governing the Applicable Scope of Special Circumstances for the Public Announcement and Filing of Financial Reports and Operational Status Reports by Public Companies CH
55. Regulations Governing the Administration of Shareholder Services of Public Companies CH
56. Regulations Governing the Administration of Credit Rating Agencies CH
57. Regulations Governing the Acquisition and Disposal of Assets by Public Companies CH
58. Regulations Governing Stock Exchanges CH
59. Regulations Governing Share Repurchase by Exchange-Listed and OTC-Listed Companies CH
60. Regulations Governing Securities Trading on the Taipei Exchange CH
61. Regulations Governing Securities Firms Accepting Orders to Trade Foreign Securities CH
62. Regulations Governing Securities Firms CH
63. Regulations Governing Securities Finance Enterprises CH
64. Regulations Governing Securities Dealers Associations CH
65. Regulations Governing Securities Borrowing and Lending by Securities Firms CH
66. Regulations Governing Securities and Futures Holding Companies CH
67. Regulations Governing Review of Applications for Reservation of Corporate Names and Business Scopes CH
68. Regulations Governing Responsible Persons and Associated Persons of Securities Firms CH
69. Regulations Governing Reporting and Management of Information on Article 22 Bis of the Company Act CH
70. Regulations Governing Public Tender Offers for Securities of Public Companies CH
71. Regulations Governing Public Tender Offers for Real Estate Investment Trust Beneficiary Securities CH
72. Regulations Governing Procedure for Board of Directors Meetings of Public Companies CH
73. Regulations Governing Over-the-Counter Trading Enterprises CH
74. Regulations Governing Offshore Structured Products CH
75. 有附件 Regulations Governing Offshore Securities Branches CH
76. Regulations Governing Offshore Funds CH
77. Regulations Governing Loaning of Funds and Making of Endorsements/Guarantees by Public Companies CH
78. Regulations Governing Investment in Securities by Overseas Chinese and Foreign Nationals CH
79. Regulations Governing Information to be Published in Public Tender Offer Prospectuses CH
80. Regulations Governing Information to be Published in Public Offering and Issuance Prospectuses CH
81. Regulations Governing Information to be Published in Order Tickets, Trade Reports, and Reconciliation Statements Prepared by Securities Brokers Upon Receiving Orders to Buy or Sell Securities CH
82. Regulations Governing Information to be Published in Financial Institution Prospectuses for Offering and Issuance of Securities CH
83. 有附件 Regulations Governing Information to be Published in Annual Reports of Public Companies CH
84. Regulations Governing Independent Certified Public Accountant Auditing the Registered Capital Amount of Companies CH
85. Regulations Governing Filing and Auditing of the Annual Accounting Final Reports and Statements of the Company CH
86. Regulations Governing Establishment of Internal Control Systems by Public Companies CH
87. Regulations Governing Custody and Investment of Funds by Securities Firms on Behalf of Customers CH
88. Regulations Governing Content and Compliance Requirements for Shareholders' Meeting Agenda Handbooks of Public Companies CH
89. 有附件 Regulations Governing Company Registration CH
90. Regulations Governing Collection of Company Registration Fees CH
91. Regulations Governing Certification of Corporate Stock and Bond Issues by Public Companies CH
92. Regulations Governing Centralized Securities Depository Enterprises CH
93. Regulations Governing Borrowing or Lending Money in Connection with Securities Business by Securities Firms CH
94. Regulations Governing Book-Entry Operations for Centrally Deposited Securities CH
95. Regulations Governing Auditing and Attestation of Financial Statements by Certified Public Accountant CH
96. Regulations Governing Attestation of Share Certificates Issued by Companies Limited by Shares CH
97. Regulations Governing Approval of Certified Public Accountants to Audit and Attest to the Financial Reports of Public Companies CH
98. Regulations Governing Appointment of Independent Directors and Compliance Matters for Public Companies CH
99. Regulations for Verification of Investment by Overseas Chinese and Foreign Nationals CH
100. Personal Data Protection Act CH
101. Offshore Banking Act Enforcement Rules CH
102. Offshore Banking Act CH
103. Guidelines for Depositing Funds for Securities Offered and Issued by Issuers into Specialized Accounts CH
104. GreTai Securities Market Specific Standards and Procedures for Suspending and Reinstating Margin Purchase and Short Sale of Securities, and for Adjusting Margin Purchase Leverage Limits and Short Sale Margin Requirements CH
105. Enforcement Rules of the Personal Data Protection Act CH
106. Enforcement Rules of Cyber Security Management Act CH
107. Directions on Securities Firms Selling Securities Services Information Technology or Risk Management Know-How CH
108. Directions for the Conduct of Wealth Management Business by Securities Firms CH
109. Directions for Secondary Reviews of Financial Reports of Companies with a Secondary Listing on the Exchange (or OTC) Market CH
110. Directions for Public Companies Conducting Private Placements of Securities CH
111. Cyber Security Management Act CH
112. Cyber Security Information Sharing Regulations CH
113. Criteria Governing the Particulars to be Recorded in the Prospectus for the Establishment by Public Offering of Financial/Insurance Enterprises CH
114. Criteria Governing Preparation of Affiliation Reports, Consolidated Business Reports and Consolidated Financial Statements of Affiliated Enterprises CH
115. Company Act CH