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Article 66
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If a securities firm violates this Act or any order issued hereunder, in addition to being subject to the punishment provided under this Act, the Competent Authority may, depending on the severity of the situation, impose any of the following sanction, and may order the securities firm to correct the violation within a prescribed period:<br/>1. Warning.<br/>2. Order the securities firm to remove a director, supervisor, or managerial officer from their office.<br/>3. Suspending the business, in whole or in part, of the company or its branch for a period of not more than six months.<br/>4. Withdraw or revoke the business permission of the company or its branch.<br/>5. Other necessary measures.
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