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Article NO. Content


Securities and Exchange Act  CH

Amended Date: 2020.05.19 
Article 150 (Securities Trading Venue and Exceptions)
    The trading of listed securities shall be conducted on a centralized securities exchange market operated by a stock exchange except in the following situations:
  1. transactions in government bonds.
  2. due to the operation of an act or regulation, the transacting parties are unable to acquire or dispose the ownership of the securities through trading on the centralized securities market.
  3. direct private transfer of securities not in excess of one trading unit, and the interval between any two such transfers is not less than three months.
  4. other transactions in conformity with the regulations prescribed by the Competent Authority.