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WORD

Article NO. Content

Title:

Regulations Governing Investment in Securities by Overseas Chinese and Foreign Nationals  CH

Amended Date: 2014.02.11 
Article 10     Offshore overseas Chinese and foreign nationals wishing to invest in domestic securities shall apply to the TWSE for registration in accordance with the TWSE operating rules and bylaws by submitting the relevant documents; provided, however, that this requirement shall not apply to onshore overseas Chinese and foreign nationals investing in government bonds, financial bonds that do not confer equity rights, straight corporate bonds, or open-ended beneficial certificates.
    Offshore overseas Chinese and foreign nationals applying to complete the registration set forth under the preceding paragraph shall submit an application form together with the following documents:
  1. The power of attorney for agent or letter of appointment for representative.
  2. Identification documents conforming to Article 3, paragraph 2.
  3. Other documents as required by the FSC.
    Overseas Chinese and foreign nationals that have already completed registration with the Taiwan Futures Exchange Corporation (TAIFEX) and obtained qualification to engage in domestic futures trading are exempted from carrying out the registration procedures referred to in paragraph 1.

Interpretation:

Relevant Laws: